Financial Services Regulation

Financial Services Regulation

Our Financial Services Regulation practice has emerged as one of the most highly regarded in the UAE.

In a world of increasing financial regulation, we help navigate clients through those regulations and offer advice on meeting compliance obligations with practical and robust solutions. We also advise in connection with investigations and enforcement actions. We advise all stakeholders across the full spectrum of financial services sectors in the UAE and the region. We have established strong working relationships with regulators and financial authorities. This enables us to provide current advice on the interpretation and application of local and regional regulatory requirements.

Partner Profiles

Representative Matters

  • The firm was instructed by the first authorised firm to be fined by the DFSA. Mr. Stuart Walker represented the company through the investigation and handled the negotiated settlement with the DFSA.
  • Advised a DIFC subsidiary of a local banking group in connection with the establishment of a Shariah-compliant US$55 million distressed-property fund.
  • Advised client in connection with an investigation by the DFSA into the company’s dealing with the regulator and the basis for the grant of authorisation.